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Latest Australian Securities and Investments Commission News | Page 2

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
AAT reinstates Cameron Lindsay Duncan’s liquidator registration with conditions
ASIC appeals Finder Wallet decision
James Mawhinney arrested and charged following ASIC criminal investigation
Head of audit at William Buck Victoria pays $20,625 penalty for audit rotation issues
Council of Small Business Organisations Australia National Small Business Summit 2024 | Australian Taxation Office
ASIC cancels licence of Menon & Associates Pty Ltd
Former Sydney financial adviser charged with dishonest conduct
Federal Court throws out application to prevent ASIC investigation
Janet Cameron convicted and fined in Hobart Magistrates Court
Seniors Warned To Be Aware Of Scams
ASIC wins first greenwashing civil penalty action against Vanguard
ASIC cancels AFS Licence of Crown Wealth Group
ATHA Energy Announces 92 Energy Obtains Court Approval
ASIC remakes five ‘sunsetting’ class orders for managed funds
ASIC extends and amends parent entity financial statement and auditor independence instruments
Cameron Waugh sentenced to two years imprisonment for insider trading
ASIC brings first action against a director for failing to have a director identification number
Federal Court finds Auto & General Insurance Company did not include an unfair contract term in its insurance contracts
ASIC secures travel restraint orders against Mansa Group directors
ASIC reaffirms ongoing registration obligation for financial advisers
Managing Director of Dubber Corporation restrained from leaving Australia
ASIC bans Panacea Capital director from providing financial services
Scam alert: Scammers are using fake warning banners on imposter websites
Holista Colltech to pay $1.8 million penalty for breaching continuous disclosure obligations over the sale of its COVID product
Financial Adviser and director Shane Allan Rose permanently banned
Data#3 announces change to accounting policy for indirect software revenue recognition following ASIC review
Third person pleads guilty in relation to Courtenay House Ponzi scheme
Former Continental Coal Company Secretary sentenced
ASIC cancels AFS licence of Endeavour Securities (Australia) Ltd
ASIC successfully defends Full Federal Court appeal lodged by Provide Capital
ASIC issues new legislative instrument for exchange traded funds
ASIC update on internal dispute resolution data collection for new reporting requirements
ASIC cancels AFS licence of Suetonius Wealth Management Pty Limited
Federal Court finds Finder Earn product was not a financial product
ASIC and APRA release a cross-industry information package on the Financial Accountability Regime
ASIC acts against 15 SMSF auditors performing in-house audits
Better Coordinated Financial Sector Regulation
Members’ voluntary liquidator sentenced for dishonestly using his position to withdraw company funds
ASIC disqualifies former ASX listed Merlin Diamonds director Joseph Gutnick for four years
ASIC and APRA issue final rules and further guidance for the Financial Accountability Regime
APRA and ASIC issue final rules and further guidance for the Financial Accountability Regime
ASIC consults on registered liquidator registration guidance
APS Enterprise Agreement Votes
ASX pays $1,050,000 penalty for order information transparency failure
APS trials generative AI to explore safe and responsible use cases for government
ASIC letter calls on insurers to improve claims handling practices
ASIC succeeds in conflicted remuneration case against financial advice licensee
ASIC shuts down nearly 3,500 scam websites, steps up surveillances in push to protect consumers

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